Sleep Habits and Excessive Daytime Sleepiness in a Population of Spanish Health Care Employees
Meritxell Espuga1, Maria Antonia Ramon PT2, Alfons Ayora1, Manuel Alonso1, Gabriel Sampol2, Guadalupe Silveira2 and Patricia Lloberes2*
1Unitat de Prevenció de Riscos Laborals, Spain
2Servei de Pneumologia, Hospital General Universitari Vall d'Hebron, Barcelona, Spain
*Corresponding author: Patricia Lloberes, Servei de Pneumologia, Hospital General Universitari Vall d'Hebron Barcelona, Spain, E-mail: email@example.com
J Sleep Disord Manag, JSDM-2-011, (Volume 2, Issue 2), Research Article
Received: June 17, 2016; Accepted: July 25, 2016; Published: July 28, 2016
Citation: Espuga M, Maria ARPT, Ayora A, Alonso M, Sampol G, et al. (2016) Sleep Habits and Excessive Daytime Sleepiness in a Population of Spanish Health Care Employees. J Sleep Disord Manag 2:011.
Copyright: © 2016 Espuga M, et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Background and objectives:The aim of the study is to assess the sleep habits and prevalence of excessive daytime sleepiness (EDS) in Spanish health care workers and the relationship between sleep habits, EDS, anthropometric measurements, work shift, sleep apnea risk, and work commute traffic accidents.
Patients and methods:We conducted a cross-sectional observational study on subjects undergoing an annual medical screening administered by the Occupational Risk Prevention Unit at a hospital in Spain, providing anthropometric data and self-completed questionnaires: Epworth Sleepiness Scale, sleep habits questionnaire, Berlin Questionnaire and self-reported "work commute" traffic accident. Logistic regression models were performed to analyze factors associated with EDS and work commute traffic accidents.
Results:Five hundred and one hospital employees were studied (79% women), age 43.1 (11.9) yrs., 19.4% reported working a night shift, 6.6% showed EDS and 43.9% slept less than 7 hours on work days. Only in women night shift and sleep debt were significantly associated with EDS, (OR 2.64, p = 0.034 and OR 1.29, p = 0.044 respectively) and age and a night shift were significant predictors of body mass index (coefficient 0.12, p = 0.001 and 1.56, p = 0.003, respectively) and abdominal circumference (coefficient 0.29 p = 0.001 and 3.95, p = 0.003 respectively). "Work commute" traffic accidents, reported by 10.8% of respondents, were associated with dozing off while driving.
Conclusions:Prevalence of EDS and insufficient sleep is consistent with what has been described in the general population in other countries. In women, EDS is associated with sleep debt and night shifts whereas night shifts and age are associated with overweight variables. Self-referred sleepiness while driving is a risk factor for traffic accidents on a work commute.
Excessive daytime sleepiness, Epworth sleepiness scale, work shift, Berlin questionnaire, Work commute traffic accidents
Sleep disorders and sleep deficiency are a major health problem of great significant socioeconomic impact and adverse health effects. Over the last few decades there has been growing evidence to suggest that too little sleep and too much sleep are associated with adverse health outcomes, including total mortality, cardiovascular disease, diabetes, hypertension and respiratory disorders, obesity in both children and adults, and poor self-rated health . Sleepiness relates to traffic accidents and sleep deprivation can impair neurobehavioral performance by an amount that is equivalent to a blood-alcohol concentration of 0.10% .
Studies targeting the general population have shown a highly variable prevalence of excessive daytime sleepiness (EDS), ranging from 0.5 to 35.8% [1,3-7]. EDS is associated with neuropsychological deficits that increase the probability of accidents and reduce work performance. EDS is the result of several possible causes such as behaviorally-induced insufficient sleep syndrome or narcolepsy, due to a medical condition or unspecified as listed in the International Classification of Sleep Disorders (ICSD-2) . It is often multi-factorial and frequently subjectively defined.
Sleepiness associated with insufficient sleep can be found in 1-4% of the population. Subjects reporting poor sleep quality and those sleeping less than 6 hours per night show an increased risk of traffic accidents . Current research indicates a direct relationship between sleep deprivation and health risks, paid for by health insurance, workers' compensation insurance, and resulting in absenteeism and presenteeism .
Shift work, and in particular night work, can also result in subjective and objective sleepiness. Night shift workers who are used to sleeping fewer hours must work at the nadir of the circadian pattern, which promotes sleep, while their daytime sleep is truncated . Night work is characterized by increased subjective and objective sleepiness. The effects are particularly severe in the early morning, often involving incidents of involuntary sleep . Different studies suggest that a night shift is associated with higher risk of brief sleep episodes while driving and suffering "work commute" traffic accidents .
Obstructive sleep apnea (OSA) is another frequent cause of EDS, affecting 2-4% of the adult population. OSA patients are at an increased risk of sustaining traffic accidents.
The prevalence of daytime sleepiness and insufficient sleep in health care workers has been hardly investigated as compared to its prevalence in the general population [13-15] and in working populations .
The identification of an association between EDS and medical errors in nurses brings to light the importance of assessing EDS in health employees. In addition, work commute traffic accidents are a frequent cause of work accidents  and drowsy-driving incidents can be related to work patterns and sleep restriction.
Given there is scarce information about EDS and sleep habits in Spanish health care employees, the aim of the present study is to assess the prevalence of subjective daytime sleepiness and to describe the sleep habits in a sample of subjects working at a hospital in Barcelona, Spain. We also wished to investigate the relationship between EDS, sleep schedules, anthropometric measurements, work shift, sleep apnea risk and "work commute" traffic accidents.
From January to May 2009, a consecutive group of employees participating in annual medical screening at the Occupational Risk Prevention Unit of our hospital were invited to participate in the study. This Unit offers a physical examination to all employees, with an attendance rate of 1770 visits per year.
Doctors of the Occupational Risk Prevention Unit asked participants to complete a health survey involving socio-demographic (age, sex) and occupational data (profession, job category and work shift), cigarette and alcohol consumption, a sleep habits' questionnaire, the Epworth Sleepiness Scale (ESS),  the Berlin Questionnaire;  subjects were asked if they ever had any "work commute" traffic accident. Employees at our hospital are assigned to a daytime shift (either from 8a.m to 3p.m or from 8a.m to 8p.m on alternate days) or a night shift (alternating 3 o 4 nights every other week). No data was collected about how long employees had been working a certain shift. The sleep habits questionnaire included information over the past month, on workday hours of sleep, normal sleep schedules, including bedtime routine and napping. Total sleep time was determined as the reported number of hours actually slept at night and during the day on both work days and non-work days. Self-reported sleep debt was calculated over a 24 hour period by subtracting the reported hours of sleep during work days from the reported hours of sleep on non-work days. The use of sleep medication was recorded as never (0 per month), rarely (once per month), sometimes (2-4 per month), often (5-15 per month) or almost always (16-30 per month).
The ESS asks the individual to self-rate his or her average likelihood of dozing off (from 0 [no chance of dozing] to 3 [high chance of dozing]) during eight different routine activities (e.g., watching television or sitting and talking to someone). A total score greater than 10 indicates probable EDS. The Berlin Questionnaire itemizes responses within 3 categories related to sleep apnea. Subjects are classified as high risk or low risk based on their response to individual items and their overall score in the symptom category.
Somnolence while driving and "work commute" traffic accidents were identified based on affirmative responses to the questions "have you ever nodded off or fallen asleep while driving a vehicle" (consistent with the Berlin Questionnaire) and "have you ever had a traffic accident on your way to or from work," respectively.
The physician responsible for the medical screening collected the participant's anthropometric data (weight, height, body mass index (BMI) and abdominal circumference). Data collection was anonymous. The hospital's Ethics Committee approved the study and all subjects signed an informed consent.
A sample size of 429 subjects from a total number of 7000 hospital employees was needed to assess a prevalence of EDS of 5%, based on an estimated prevalence of EDS of 5% [2-7] and a precision of 2%, using the software GRANMO 7.2 .
Data are presented as frequencies and percentages for qualitative variables, and as mean (SD) or median (IQR) for quantitative variables. Bivariate analyses were performed to: 1) ascertain the relationship between socio-demographic, anthropometric and lifestyle data, sleep habits and EDS, 2) identify factors associated with traffic accidents sustained while commuting to or from work and 3) identify factors associated with having dozed off while driving, using either unpaired t-test, Mann Whitney test, Chi-square, or Fischer's exact tests, as appropriate.
Logistic regression models were performed to analyze factors associated with: 1) daytime sleepiness, and 2) work commute traffic accidents. Variables were kept in the model if they were significantly associated in the bivariate analysis or if there was evidence on their association with the outcome in the literature and if they modified the estimates of the remaining variables (> 10% change in regression coefficient). Further stratification analyses according to gender were conducted in order to study potential interactions. Analysis was conducted using Stata 12.1 (StataCorp, College Station, TX, USA). A p < 0.05 was considered significant.
Missing data resulted from non-completion of individual items on the health survey questionnaire. Ignoring missing data and conducting a complete case analysis may lead to serious bias in survey estimates and weakens a study. Customarily, non-response is compensated for through multiple imputation, which involves assigning a value for missing responses from the predictive distribution of each variable, thereby reducing bias in survey estimates. Given there were only a limited number of missing values on the responses to our questionnaires, and that our assessment is that these were either completely at random or at random, multiple imputation through chained equations was used to prevent data loss.
Five hundred and one consecutive subjects were included in the study. Median ESS was 5 (3-7). EDS, according to ESS (ESS > 10), was found in 33 subjects (6.6%; 95% CI 4.4-8.8) and did not differ significantly by gender, 6.7% (95% CI 1.8-11.5) in men and 6.6% (95% CI 4.1-9.0) in women (p = 0.990). General characteristics of the participants and characteristics as they relate to the presence or not of EDS are shown in table 1.
Table 1: Characteristics of 501 survey respondents. View Table 1
Most were women (79%), 11.6% were obese (BMI > 30 Kg/m2), 22.9% were active smokers, with a median cigarette consumption of 15 (13-21) packs/years, and 18.0% were daily alcohol consumers with a median of 15 (13-21) gr/day. No significant differences in BMI were identified between subjects with or without EDS.
81.9% of subjects reported their professional activity as a health care provider (nurse, physical therapist, nursing assistant, and physician) and the remaining 18.1% were not health care providers (administrative worker, orderly, laboratory technician, researcher or other).
Night shifts were more prevalent in subjects with EDS than in employees not reporting EDS, although this difference was not statistically significant (33.2% vs. 18.4%, p = 0.054).
Sleep time during work days in the whole population was 6.8 (1.1) hours, with a sleep debt with respect to non-work days of 1 (0-2) hour. Sleep time on work days was less than 7 hours in 43.9% of the participants and less than 6 hours in 12.8%. Sleep time schedules were regular in 72.3%, and 25.3% habitually napped an average of 38 (30-60) min. Most subjects referred never using sleep medication (82.0%), whereas 3.4% and 1.8% referred using it almost always (16-30 days per month) or frequently (5-15 times per month), respectively.
The prevalence of "work commute" traffic accidents was 10.8% (95% CI 8.0-13.7), 12.4% (95% CI 5.9-18.8) in men and 10.4% (95% CI: 7.6 a 13.7%) in women (p = 0.56). Results of the Berlin Questionnaire showed a high sleep apnea risk in 12.8% (95% CI 9.9-15.8) and were not significantly different in men and women (16.2%; 95% CI 9.0-23.4 in men and 11.9%; 95% CI 8.4 - 14.8 in women, p = 0.20), or in patients with or without EDS (18.2% vs 12.4%, p = 0.325), or in those with day or night shifts (12.4 vs. 14.4%, p = 0.751).
Sleep habits of the study population, with or without EDS, are depicted in table 2. In the bivariate analysis, subjects with EDS showed a significantly higher sleep debt as compared with those without EDS (median 90 min vs. 60 min, p = 0.008), and a higher percentage of them habitually napped (50.4% vs. 23.5%, p = 0.001).
Table 2: Sleep habits, Berlin questionnaire, and "work commute" traffic accidents according to EDS in 501 survey participants. View Table 2
Characteristics of patients with day or night time shifts are displayed in table 3.
Table 3: Sleep habits, sleepiness symptoms, berlin questionnaire and "work commute" traffic accidents of 501 survey participants, according to work shift. View Table 3
Ninety-seven respondents worked night shifts and 91.8% of them were nurses (52.6%) or nursing assistants (36.1%).
There was a significantly higher sleep debt in night shift employees as compared with those working day shifts (median 94.5 min and 60 min respectively, p = 0.027), but no significant differences in the prevalence of EDS (11.3% vs. 5.4% respectively, p = 0.054) or "work commute" traffic accidents (12.4% vs. 10%, p = 0.75) between both work schedules. Risk of sleep apnea as suggested by the Berlin Questionnaire was similar in night and day shift workers (14.4% vs. 12.4% respectively, p = 0.75). Women with night shifts showed higher abdominal circumference than daytime workers (87.4 (11.7) cm vs. 82.2 (10.5) cm, p=0.001 and higher BMI, (25.9 (4.4) Kg/m2 vs. 24.1 (4.2) Kg/m2 p < 0.001), while no differences were observed in men. A linear regression analysis (Table 4) showed that age and a night shift were significant predictors of body mass index (coefficient 0.12, p = 0.001 and 1.56, p = 0.003, respectively) and of abdominal circumference (coefficient 0.29 p = 0.001 and 3.95, p = 0.003 respectively), only in women.
Table 5 shows the results of the logistic regression to assess factors associated with EDS. Only women showed a significant association between EDS, a night shift (OR 2.64, p = 0.034) and sleep debt (OR 1.29 for each hour, p = 0.044), after adjusting for age, BMI, abdominal circumference, smoking and a high risk of sleep apnea.
Table 4: Linear regression model of factors associated with BMI in all survey participants, stratified according to gender. View Table 4
Table 5: Logistic regression model of factors associated with daytime sleepiness in all survey participants, stratified according to gender. View Table 5
After adjusting for ESS, age, gender, hours of sleep, daily alcohol intake, OSA high risk based on the Berlin Questionnaire, and a night shift schedule, "work commute" traffic accidents were significantly associated with age and "ever having dozed off while driving" (OR 1.037, p = 0.012 and OR 2.675, p = 0.04, respectively), while ESS was not (OR 1.027, p = 0.588).
Our study of a population of health care employees in Spain has shown a prevalence of EDS of 6.6% and insufficient sleep time on work days in almost half the participants. EDS was associated with night shifts and with sleep debt only in women. "Work commute" traffic accidents were reported by 10.8% of responders. Age and having ever dozed off while driving were significantly associated with traffic accidents, whereas EDS and sleep time were not. Women with night shifts showed higher BMI and abdominal circumference compared to those with day shifts.
In population-based studies, the prevalence of severe daytime sleepiness, defined as "feeling excessive daytime sleepiness often or very often" or "as interfering with daily activities" has been reported by 4% to 35.8% of subjects, and is consistent with our finding [1,3-7]. We used ESS, as have many studies on this subject. Several studies focusing on populations of workers have reported EDS frequencies of´10.9%, 13.7% and 11.7%, and sleep times of 7.20, 7.05 and 7.25 hours, respectively [5,6,21]. In Spain, a population-based study of 2,148 subjects aged 30-70 yrs., found EDS in 14% of men and 22% of women . In the latter study, EDS was not associated with age or with OSA, and in both Spanish studies EDS was not identified by the ESS.
Our survey did not establish any relationship between gender and prevalence of EDS, which is consistent with most other study findings. Insufficient sleep is often associated with sleepiness, affecting about 8% of the general population . Once insomnia or depression disorders have been excluded, the prevalence of insufficient sleep appears to decrease to 1% . Several general population studies have shown a high rate of insufficient sleep time, affecting 23.1% of subjects with 31.3% of them referring daytime sleepiness [1,3-5,7]. In our survey, the mean sleep time was 6.8 hours on workdays and 43.9% slept less than 7 hours, with a mean sleep debt of 1 hour. The frequency of insufficient sleep in our population of health care employees is higher than has been previously described in a general population.
EDS in health care workers has been little investigated, and has mostly focused on night shift workers. One study of Japanese nurses described a similar rate of insufficient sleep, 28.1% of them sleeping less than 6 hours and 41.9% less than 7 hours13, with a 26.0% prevalence of EDS. In this study, EDS was significantly associated with occupational accidents over the last 12 months. Errors or accidents involving health care employees are an important issue as they impact the health status of their patients. A study focusing on physicians reported that 15.9% of them were habitually sleepy and that EDS was associated with working longer hours, habitual napping, and the feeling of not getting enough sleep .
We found that, only in women, night shifts (OR 2.47, p = 0.048) and sleep debt (OR 1.27 for each hour, p = 0.049) were associated with EDS, after adjusting for age, BMI and a high risk of sleep apnea. This result might suggest that women are more affected by EDS after insufficient sleep time than men. In this regard, there is some evidence showing a higher prevalence of poor sleep in women as compared with men . Besides, some studies have shown a higher risk of injury at work in women, as compared with men, especially in those referring less than 6 hours of sleep . Possible interpretations of this difference between men and women could be that women may underestimate subjective time of sleep and that they have home duties that increase the feeling of tiredness or somnolence, more than men.
Although sleep debt likely accounts for a large part of EDS [1,3-7], notably few studies have investigated its diagnosis, ruling out other causes like OSA, insomnia, or depression. In a survey of 331 Australian workers, Johns M et al. showed an EDS prevalence of 10.9%; EDS was attributed to insufficient sleep (almost 50% slept less than 7 hours), insomnia (47.2%) or to some evidence of sleep-disordered breathing (25%) . Our study did not address the diagnosis of insomnia or depression, although 3.4% of subjects referred using sleep medication almost always and 1.8% frequently. Sleep medication was not significantly associated with EDS in the logistic regression analysis. We investigated the probability of OSA using the Berlin Questionnaire and found a high risk of OSA in 12% subjects but this factor reflected no association with EDS. Although EDS is the most common symptom of OSA, many OSA patients do not refer EDS. A study of a large Spanish cohort by Duran et al, found EDS in only 21% of men and 26% of women with OSA .
Subjects with night shifts showed a significant lower number of sleep hours during work days, as compared with daytime workers, and a higher sleep debt correlated weekends. A significantly higher number of subjects with night shifts napped habitually, also napping longer in duration compared to daytime workers. In our study, the prevalence of EDS was similar in night and daytime shift workers. This could be explained by the similar 24 hour weekday sleep in both shifts, as a significantly higher percentage of night shift workers napped habitually (50.5%) as compared with daytime shift employees (19.3%).
The prevalence of insomnia or excessive sleepiness (symptoms which define a "shift work sleep disorder") has been described in 32% and 26% of night and rotating shift workers, respectively . A Spanish study of nurses found that for both men and women, shift work led to a reduction in the length of sleep (by 2 hours in those permanently on night shifts and by 30 min in those on a rotating night shift schedule) and that an alteration in the quality of sleep (difficulty in sleeping, intermittent sleep, early waking, etc.) was 10% more frequent .
On the other hand, it has been reported that night shift is associated to a higher calorie intake, higher BMI and higher morbidity of other causes . A significant inverse association between sleep duration and obesity has also been described in a Spanish study showing that people who slept nine or more hours per day had less than half the risk of obesity than those sleeping only 6 h or less per day . Another study demonstrated in a large sample of middle-aged women up to 65 years of age, that a habitual sleep time of less than 7 hours predicted increased future weight gain independent of baseline weight. Women sleeping 6 hours were 12 percent more likely to have a 15 kg weight gain, and women sleeping 5 hours or less were 32 percent more likely . In line with these data, night shift workers in our survey showed higher BMI and abdominal circumference as compared with daytime workers, although only in women, and a linear regression analysis confirmed that both age and a night shift were significant predictors of BMI and abdominal circumference. Sleep schedules in night shift workers are a possible explanation for higher BMI in these patients, but the mechanism is uncertain, possibly related to lower physical activity although hormonal factors related to circadian rhythm variations could be involved. Since almost all night shift workers in our study were nurses or nursing assistants, we do not know whether this result might be generalizable to night shift employees of a different job classification.
The self-referred prevalence of work commute traffic accidents was 10.8% in our survey, without gender differences. According to data from the Spanish National Institute of Safety and Hygiene at Work, traffic accidents were much more common while commuting to or from work than during work periods (72.5% vs. 27.5%) . "Work commute accidents" constitute 13% of all work accidents. Interestingly, we found that subjects who reported ever having dozed off while driving, as compared with those who did not, referred fewer hours of sleep on work days, a higher frequency of EDS, and a higher auto-referral of traffic accidents. However, after adjusting for other factors, only age and ever having dozed off while driving were significantly associated with traffic accidents. This finding is consistent with previous reports in patients with OSA showing that sleepiness while driving is a risk factor for traffic accidents  and that driving while drowsy is associated with accidents in transportation operators .
As self-administered questionnaires were used, a potential reporting bias must be factored into interpreting our results. EDS refers to sleep propensity during wakefulness and in situations of diminished attention and, although its measurement is complex, the ESS is a common instrument designed for evaluating the severity of EDS. However, only slight correlations have been found between subjective EDS assessed by ESS and objective measurements such as the Multiple Sleep Latency Tests . We recognize that many factors, not considered in this study, affect sleep quality. However, in our EDS assessment, we factored in several important measures such as anthropometric variables, 24-hour sleep duration, daily alcohol and cigarette consumption, use of sleep medication as a surrogate for insomnia, and OSA risk. Although consecutive employees attending the annual medical check at the Occupational Risk Prevention Unit were recruited, these subjects were not compared with the overall employee population to assess representativeness. The proportion of men/women in our sample was nonetheless consistent with the proportion of men/women attending the Occupational Risk Unit medical screenings in our hospital. The size of the sample was calculated for the main outcome (prevalence of EDS) but the study may have lacked enough power to detect significant differences between groups (e.g. night shift workers vs. day shift workers, or women vs. men). Also, our results reflect mostly nurses and nursing assistants who constitute most of the night shift population at our study site. Another limitation of our study is that it is only representative of a single Spanish tertiary hospital and thus may not adequately represent the average health care employee population in Spain. Strengths of our study are that anthropometric data were objectively obtained at the time of a routine medical screening, the sample size was adequate for the assessment of the prevalence of EDS (the main outcome of the study), both day and night shifts were analyzed and finally, its anonymous nature enhances the probability of sincere answers.
In a Spanish health care employee population, EDS and insufficient sleep time are frequently reported , similar to what has been described that in previous studies in a general population in other countries. Insufficient sleep and a night shift are associated with EDS in women, and age and a night shift were significant predictors of overweight measurements also in women. Health services should alert workers about a higher risk of weight gain in women with night shifts and of "work commute" traffic accidents if experiencing sleepiness while driving.
The authors wish to thank Yvette Jusseaume for the English translation of the manuscript and Rosa Llòria for her help in the editorial assistance.
All procedures performed in studies involving human participants were in accordance with the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki declaration and its later amendments or comparable ethical standards.
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